Broker Check


How We Work

Our firm specializes in helping individuals develop sound retirement strategies. If you are retired – or approaching retirement – please take the time to explore our website and the wealth of information we offer. We offer personalized, hands-on service. We educate our clients about financial concepts and products, and take the mystery out of investing, insurance, estate conservation, and preserving wealth.

We understand the many challenges of retirement today and know the biggest concern for many is outliving their money. We focus on money management, as well as other issues that are critical to your financial well being.

High Net Worth Services

<strong>High Net Worth Services</strong>

We specialize in understanding the complex needs and situations of High Net Worth Clients. Among the services we offer our High Net worth Clients are:

  • Estate planning
  • Tax advice
  • Trust services
  • Private banking
  • Family governance
  • Cash flow management
  • Charitable planning

Investment Management

<strong>Investment Management</strong>

Custom solutions personalized for Our clients’ unique goals

  • Transition planning
  • Selection of Third Party Money Manager
  • Risk management
  • Distribution strategies

Additional personalization:

  • Socially responsible investing
  • Concentrated stock positions
  • Covered call option strategies

Trust Management Service

<strong>Trust Management&#160;</strong><b>Service</b>

By using a third-party custodian and aligning the investments to the needs and intent of the trust, our client benefit from:

  • Ongoing professional investment management of trust assets
  • Oversight by a professional trustee
  • Reduces or eliminates the burden of responsibility from friends and family
  • Fiduciary control of the distribution of their assets

Business and Non Profit Consulting

<strong>Business and Non Profit Consulting</strong>

We can sit with any business or nonprofit organization and help them with their needs for cash management, endowment management, or retirement plan selection.

Retirement Plan Management

<strong>Retirement Plan Management</strong>

Through the help of our specialists and third party relationships, we can help businesses:

  • Outsource fiduciary responsibilities
  • Investment options
  • Less time administering plans
  • Increased participation
  • Participant tools cost analysis
  • Easy access
  • Ongoing support

Income Planning

<b>Income Planning</b>

Much of financial literacy is about saving for retirement, but less is spent talking about distribution in retirement. We help our clients with their distribution planning and for some can have a personalized income distribution plan designed for them.

Financial Planning

<b>Financial Planning</b>

With 2 CPA’s, 3 CFP’s and a MBA on our team we can help design a financial plan for you.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. | (860) 973-3214